Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BHARAT BHUPENDRA KIKANI
BRAD KIKANI
CRD#: 3178144
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 NORTH FORT MYERS, FL
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)1999 - 2024 (25 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2003 - 2024 (21 years)
License(s)

State Registrations

B
California 1/11/2025
B
Michigan 1/16/2025
B
Delaware 11/14/2024
B
New Jersey 11/14/2024
B
Florida 11/15/2024
B
New York 1/16/2025
IA
Florida 11/18/2024
B
North Carolina 11/14/2024
B
Georgia 12/20/2024
B
Pennsylvania 11/14/2024
B
Indiana 1/11/2025
IA
Pennsylvania 11/14/2024
B
Kentucky 1/11/2025
B
South Carolina 11/14/2024
B
Maryland 11/14/2024
B
Texas 1/2/2025
B
Massachusetts 11/14/2024
B
Virginia 1/11/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
NORTH FORT MYERS, FL
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
NORTH FORT MYERS, FL
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/24/2003 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) North Fort Myers, FL
B
 02/08/1999 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) North Fort Myers, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.