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Natalie Constance Norman
NATALIE C.W. NORMAN, NATALIE CONSTANCE WILEY
CRD#: 3177774
IA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 24 Frank Lloyd Wright Dr, Lobby L
Domino's Farms Office Park, Ste. 4000
Ann Arbor, MI 48105
Domino's Farms Office Park, Ste. 4000
Ann Arbor, MI 48105
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 24 Frank Lloyd Wright Dr, Lobby L
Domino's Farms Office Park, Ste. 4000
Ann Arbor, MI 48105
Domino's Farms Office Park, Ste. 4000
Ann Arbor, MI 48105
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Disclosures
25
Years of Experience
View By:
State Registrations
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Arizona 5/15/2024
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Michigan 9/23/2010
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California 1/14/2013
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Minnesota 1/30/2020
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Colorado 5/2/2019
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Missouri 7/22/2022
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Connecticut 9/21/2007
B
Nevada 10/7/2019
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District of Columbia 6/14/2012
B
New York 5/15/2023
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Florida 5/21/2019
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North Carolina 1/14/2021
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Georgia 1/14/2021
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Ohio 4/22/2022
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Hawaii 1/14/2021
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Tennessee 7/1/2024
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Illinois 9/21/2007
B
Texas 2/17/2017
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Michigan 9/21/2007
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Texas 3/13/2017
SRO Registrations
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Registered with this firm since 9/23/2010
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Registered with this firm since 9/21/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/14/2006 - 09/04/2007 | SHELBY TOWNSHIP, MI | |
B | 09/05/2001 - 07/25/2006 | AUBURN HILLS, MI | |
B | 02/05/2001 - 09/19/2001 | NEW YORK, NY | |
B | 03/08/1999 - 02/27/2001 | NEWARK, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.