Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
NICOLE ROCHELLE MOTEN
NICOLE ROCHELLE TRUE
CRD#: 3177673
IA
B
MORGAN STANLEYCRD#: 149777 34901 Woodward Avenue
Suite 300
Birmingham, MI 48009
Suite 300
Birmingham, MI 48009
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alabama 11/21/2024
B
Minnesota 11/21/2024
B
Arizona 8/9/2023
B
Missouri 12/3/2024
B
California 8/9/2023
B
Montana 12/9/2024
B
Colorado 8/9/2023
B
Nevada 8/9/2023
B
Connecticut 11/21/2024
B
New Hampshire 11/21/2024
B
Delaware 11/9/2023
B
New Jersey 11/21/2024
B
District of Columbia 11/21/2024
B
New York 10/2/2023
B
Florida 8/9/2023
B
North Carolina 11/21/2024
B
Georgia 11/21/2024
B
Ohio 8/9/2023
B
Idaho 11/21/2024
B
Oregon 11/21/2024
B
Illinois 8/9/2023
B
South Carolina 8/9/2023
B
Indiana 8/9/2023
B
Tennessee 8/9/2023
B
Iowa 12/3/2024
B
Texas 8/9/2023
B
Kansas 11/21/2024
IA
Texas 8/9/2023
B
Kentucky 12/3/2024
B
Utah 11/21/2024
B
Maine 11/21/2024
B
Vermont 11/21/2024
B
Maryland 11/21/2024
B
Virginia 8/9/2023
B
Massachusetts 10/27/2023
B
Washington 11/21/2024
B
Michigan 8/9/2023
B
Wisconsin 2/24/2025
IA
Michigan 8/11/2023
B
Wyoming 11/21/2024
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/9/2023
B
Registered with this firm since 8/9/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2014 - 08/15/2023 | BIRMINGHAM, MI | |
B | 06/03/2014 - 08/15/2023 | BIRMINGHAM, MI | |
B | 07/14/2009 - 05/13/2014 | BIRMINGHAM, MI | |
B | 03/02/1999 - 10/15/2003 | CHICAGO, IL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.