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BEAU THOMAS WOODWARD
CRD#: 3177273
IA
Investment Adviser
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Previous Broker
WOODWARD DIVERSIFIED CAPITAL, LLCCRD#: 306299 5401 BUSINESS PARK SOUTH
#217
BAKERSFIELD, CA 93309
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2004 (<1 year)2 FIRMS2005 - 2007 (2 years)2 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - 2020 (9 years)IAWOODWARD DIVERSIFIED CAPITAL, LLC (CRD# 306299)2020 - Present (4 years)
License(s)

State Registrations

IA
California 3/24/2020

IA
Texas 4/20/2020

Current Registration(s)
IA
WOODWARD DIVERSIFIED CAPITAL, LLC (CRD#:306299)
5401 BUSINESS PARK SOUTH #217, BAKERSFIELD, CA 93309
Registered with this firm since 3/24/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 03/24/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BAKERSFIELD, CA
B
01/03/2011 - 03/24/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BAKERSFIELD, CA
IA
06/29/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BAKERSFIELD, CA
B
06/29/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) BAKERSFIELD, CA
IA
02/03/2005 - 07/10/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) BAKERSFIELD, CA
B
02/03/2005 - 07/10/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) BAKERSFIELD, CA
IA
02/13/2004 - 11/16/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ROSEVILLE, CA
B
02/13/2004 - 11/16/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
02/27/2003 - 02/25/2004 MORGAN STANLEY (CRD#:7556) BAKERSFIELD, CA
B
01/27/2003 - 02/25/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.