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YELENA MERZHIYEVSKAYA
CRD#: 3176620
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 1285 AVENUE OF THE AMERICAS
19TH FLOOR
NEW YORK, NY 10019
19TH FLOOR
NEW YORK, NY 10019
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Arizona 7/13/2020
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New Mexico 6/23/2020
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California 8/30/2013
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New York 8/30/2013
B
Colorado 11/3/2015
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New York 10/26/2021
B
Connecticut 8/30/2013
B
Ohio 6/10/2015
B
Delaware 8/30/2013
B
Oregon 8/3/2020
B
District of Columbia 6/15/2022
B
Pennsylvania 8/30/2013
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Florida 8/30/2013
B
Puerto Rico 3/2/2017
B
Georgia 6/21/2019
B
South Carolina 9/20/2021
B
Illinois 6/22/2016
B
South Dakota 7/1/2020
B
Kentucky 6/22/2016
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Tennessee 7/6/2015
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Maryland 7/6/2015
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Texas 8/30/2013
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Massachusetts 8/30/2013
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Texas 8/30/2013
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Michigan 7/6/2015
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Utah 7/26/2016
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Missouri 8/4/2016
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Vermont 7/8/2024
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Nevada 7/6/2015
B
Virginia 8/30/2013
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New Jersey 8/30/2013
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Washington 7/19/2016
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New Jersey 9/6/2013
B
Wyoming 1/8/2014
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/30/2013
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Registered with this firm since 8/30/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 09/06/2013 | NEW YORK, NY | |
B | 06/01/2009 - 09/06/2013 | NEW YORK, NY | |
IA | 11/05/2007 - 06/01/2009 | NEW YORK, NY | |
B | 10/10/2007 - 06/01/2009 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.