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Detailed Report
Fred Aaron Kurtz
CRD#: 3176183
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 ONE SOUTH STATE STREET
SUITE A
NEWTOWN, PA 18940
Registration History
20002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2021 - Present (3 years)BEDWARD JONES (CRD# 250)2004 - Present (21 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2003 (2 years)BUBS PAINEWEBBER INC. (CRD# 8174)1999 - 2001 (2 years)IAEDWARD JONES (CRD# 250)2014 - 2020 (6 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2002 - 2003 (1 year)
License(s)

State Registrations

B
Arizona 4/21/2022
B
New Hampshire 12/10/2018
B
Arkansas 8/30/2019
B
New Jersey 1/21/2004
B
California 1/21/2004
B
New York 1/21/2004
B
Colorado 11/9/2021
B
North Carolina 11/16/2005
B
Connecticut 1/20/2010
B
Ohio 8/14/2015
B
Delaware 6/19/2015
B
Oregon 11/9/2021
B
Florida 1/21/2004
B
Pennsylvania 1/21/2004
B
Georgia 8/11/2011
IA
Pennsylvania 10/4/2023
B
Illinois 9/23/2011
B
South Carolina 8/2/2022
B
Indiana 8/31/2023
B
Texas 2/10/2025
B
Louisiana 12/2/2013
IA
Texas 2/12/2025
B
Maine 11/22/2023
B
Utah 5/10/2021
B
Maryland 1/9/2006
B
Virginia 1/21/2004
B
Massachusetts 2/17/2006
B
Washington 1/13/2005
B
Missouri 6/4/2004
B
Wisconsin 11/22/2023
B
Nevada 6/6/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
ONE SOUTH STATE STREET SUITE A, NEWTOWN, PA 18940
Registered with this firm since 4/29/2021
B
EDWARD JONES (CRD#:250)
ONE SOUTH STATE STREET SUITE A, NEWTOWN, PA 18940
Registered with this firm since 1/21/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/01/2014 - 12/31/2020 EDWARD JONES (CRD#:250) ST. LOUIS, MO
IA
 01/08/2002 - 11/05/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) PHILADELPHIA, PA
B
 03/14/2001 - 11/05/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 03/18/1999 - 03/13/2001 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.