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Detailed Report
Kyle Joseph Chiou
CRD#: 3176117
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 225 West Santa Clara Street
Suite 900
San Jose, CA 95113
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2019 (15 years)2 FIRMS2019 - Present (5 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2002 (2 years)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nebraska 9/23/2020
B
Alaska 4/29/2022
B
Nevada 9/23/2020
B
Arizona 9/28/2020
B
New Hampshire 5/25/2022
B
Arkansas 9/23/2020
B
New Jersey 5/25/2022
B
California 5/1/2019
B
New Mexico 9/23/2020
IA
California 5/1/2019
B
New York 10/4/2019
B
Colorado 5/11/2022
B
North Carolina 9/23/2020
B
Connecticut 5/11/2022
B
North Dakota 9/23/2020
B
Delaware 5/11/2022
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 9/23/2020
B
Oregon 5/25/2022
B
Georgia 9/23/2020
B
Pennsylvania 5/25/2022
B
Hawaii 5/25/2022
B
Puerto Rico 9/23/2020
B
Idaho 5/25/2022
B
Rhode Island 9/23/2020
B
Illinois 9/23/2020
B
South Carolina 9/23/2020
B
Indiana 9/23/2020
B
South Dakota 9/23/2020
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 9/23/2020
B
Kentucky 5/25/2022
IA
Texas 9/24/2020
B
Louisiana 5/25/2022
B
Utah 9/23/2020
B
Maine 5/25/2022
B
Vermont 5/25/2022
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 9/23/2020
B
Virginia 5/25/2022
B
Michigan 5/25/2022
B
Washington 10/4/2019
B
Minnesota 9/23/2020
B
West Virginia 5/25/2022
B
Mississippi 9/23/2020
B
Wisconsin 9/23/2020
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 6/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
225 West Santa Clara Street Suite 900, San Jose, CA 95113
6004 La Madrona Drive, Santa Cruz, CA 95060
Registered with this firm since 5/1/2019
B
MORGAN STANLEY (CRD#:149777)
225 West Santa Clara Street Suite 900, San Jose, CA 95113
6004 La Madrona Drive, Santa Cruz, CA 95060
Registered with this firm since 5/1/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/05/2003 - 04/23/2019 CHARLES SCHWAB & CO., INC. (CRD#:5393) MILPITAS, CA
B
 05/02/2003 - 04/23/2019 CHARLES SCHWAB & CO., INC. (CRD#:5393) MILPITAS, CA
B
 02/22/1999 - 01/07/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.