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JOSHUA ALAN DOBI
CRD#: 3175327
IA
B
OSAIC WEALTH, INC.CRD#: 23131 790 HOLIDAY DRIVE FOSTER PLAZA 11
2ND FLOOR
PITTSBURGH, PA 15220
2ND FLOOR
PITTSBURGH, PA 15220
0
Disclosures
26
Years of Experience
View By:
State Registrations
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Alaska 9/1/2023
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New Jersey 9/1/2023
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Arizona 9/1/2023
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New Mexico 9/1/2023
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Arkansas 3/11/2024
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New York 9/1/2023
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California 9/1/2023
B
North Carolina 9/1/2023
B
Colorado 9/1/2023
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North Carolina 9/1/2023
B
Connecticut 9/1/2023
B
Ohio 9/1/2023
B
Delaware 9/1/2023
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Oregon 9/1/2023
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District of Columbia 9/1/2023
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Pennsylvania 9/1/2023
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Florida 9/1/2023
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Pennsylvania 9/1/2023
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Florida 9/1/2023
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Rhode Island 9/1/2023
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Georgia 9/1/2023
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South Carolina 9/1/2023
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Illinois 9/1/2023
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South Dakota 9/1/2023
B
Indiana 9/1/2023
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Tennessee 9/1/2023
B
Kansas 9/1/2023
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Texas 9/1/2023
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Louisiana 9/1/2023
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Texas 9/26/2024
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Maryland 9/1/2023
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Utah 9/1/2023
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Massachusetts 9/1/2023
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Vermont 9/1/2023
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Michigan 9/1/2023
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Virginia 9/1/2023
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Minnesota 9/1/2023
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Washington 9/1/2023
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Missouri 9/1/2023
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Washington 9/1/2023
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Montana 9/1/2023
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West Virginia 9/1/2023
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Nevada 9/1/2023
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Wisconsin 9/1/2023
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New Hampshire 9/1/2023
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Wyoming 9/1/2023
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New Hampshire 9/1/2023
SRO Registrations
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IA
Registered with this firm since 9/1/2023
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Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/28/2010 - 09/01/2023 | PITTSBURGH, PA | |
B | 10/31/2008 - 09/01/2023 | PITTSBURGH, PA | |
IA | 01/30/2003 - 06/16/2011 | PITTSBURGH, PA | |
B | 02/02/1999 - 10/31/2008 | PITTSBURGH, PA |
PITTSBURGH, PA
01/30/2003 - 06/16/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.