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Detailed Report
PETER COLWIN TAMBURRINO
CRD#: 3174987
IA
Investment Adviser
B
Broker
HARTFORD FUNDSCRD#: 147746 690 LEE ROAD
WAYNE, PA 19087
HARTFORD FUNDS DISTRIBUTORS, LLCCRD#: 45995 690 Lee Road
Wayne, PA 19087
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2004 (1 year)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2016 - 2022 (5 years)2 FIRMS2022 - Present (3 years)BLOCORR DISTRIBUTORS, LLC (CRD# 41782)2015 - 2015 (<1 year)BEQUINOX GROUP DISTRIBUTORS, LLC (CRD# 21946)2011 - 2015 (3 years)BDIRECTED SERVICES LLC (CRD# 21675)2004 - 2009 (4 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)1999 - 2002 (3 years)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Massachusetts 1/24/2022
IA
Pennsylvania 1/24/2022
B
New Jersey 1/2/2024
B
Rhode Island 1/24/2022
B
New York 7/17/2023
B
South Carolina 2/28/2025
B
Pennsylvania 1/24/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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HARTFORD FUNDS DISTRIBUTORS, LLC (CRD#:45995)
690 Lee Road, Wayne, PA 19087
West Chester, PA
Registered with this firm since 1/24/2022
IA
HARTFORD FUNDS (CRD#:147746)
690 LEE ROAD, WAYNE, PA 19087
Registered with this firm since 1/24/2022
Previous Registration(s)
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 09/19/2016 - 01/18/2022 PACER ADVISORS, INC. (CRD#:137381) MALVERN, PA
B
 06/10/2016 - 01/18/2022 PACER FINANCIAL, INC. (CRD#:137040) Malvern, PA
B
 01/09/2015 - 05/22/2015 LOCORR DISTRIBUTORS, LLC (CRD#:41782) EXCELSIOR, MN
B
 09/16/2011 - 01/09/2015 EQUINOX GROUP DISTRIBUTORS, LLC (CRD#:21946) NEW YORK, NY
IA
 05/06/2010 - 02/25/2011 PNC INVESTMENTS (CRD#:129052) NARBERTH, PA
B
 05/05/2010 - 02/25/2011 PNC INVESTMENTS (CRD#:129052) NARBERTH, PA
B
 09/10/2004 - 04/30/2009 DIRECTED SERVICES LLC (CRD#:21675) WEST CHESTER, PA
IA
 11/14/2003 - 06/29/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) WEST CONSHOHOCKEN, PA
B
 12/11/2002 - 06/29/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 12/11/2002 - 06/29/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 03/03/1999 - 09/30/2002 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.