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RICHARD HOWARD KUDLER
CRD#: 3174638
IA
B
GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 1900 West Loop South, Ste, 1600
Houston, TX 77027
Houston, TX 77027
OSAIC WEALTH, INC.CRD#: 23131 1900 W Loop South
Ste 1600
Houston, TX 77027
Ste 1600
Houston, TX 77027
0
Disclosures
9
Years of Experience
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State Registrations
B
Idaho 8/23/2024
IA
Texas 4/16/2022
B
New Jersey 8/23/2024
B
Texas 8/23/2024
SRO Registrations
B
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IA
Registered with this firm since 4/16/2022
B
Registered with this firm since 8/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/30/2022 - 08/23/2024 | Houston, TX | |
IA | 06/18/2019 - 04/06/2022 | houston, TX | |
B | 06/18/2019 - 03/31/2022 | HOUSTON, TX | |
IA | 06/15/2015 - 06/21/2019 | HOUSTON, TX | |
B | 07/01/2015 - 06/21/2019 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.