Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MARYANNE C. FRENCH
MARY ANNE CHALOUX, MARY ANNE OAKLEY
CRD#: 3174361
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 9290 SW STATE RD 200
OCALA, FL 34481
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 9290 SW STATE RD 200
OSCALA, FL 34481
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2005 (6 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2008 - 2018 (9 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2007 - 2008 (1 year)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2005 - 2007 (1 year)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2018 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2008 - 2016 (8 years)
License(s)

State Registrations

B
Alabama 6/25/2021
B
Montana 6/25/2021
B
Alaska 6/25/2021
B
Nebraska 6/25/2021
B
Arizona 6/25/2021
B
Nevada 6/25/2021
B
Arkansas 6/25/2021
B
New Hampshire 6/25/2021
B
California 6/25/2021
B
New Jersey 6/25/2021
B
Colorado 6/25/2021
B
New Mexico 6/25/2021
B
Connecticut 6/25/2021
B
New York 6/25/2021
B
Delaware 6/25/2021
B
North Carolina 6/25/2021
B
District of Columbia 6/25/2021
B
North Dakota 6/25/2021
B
Florida 6/25/2021
B
Ohio 6/25/2021
IA
Florida 6/30/2021
B
Oklahoma 6/25/2021
B
Georgia 6/25/2021
B
Oregon 6/25/2021
B
Hawaii 6/25/2021
B
Pennsylvania 6/25/2021
B
Idaho 6/25/2021
B
Puerto Rico 6/25/2021
B
Illinois 6/25/2021
B
Rhode Island 6/25/2021
B
Indiana 6/25/2021
B
South Carolina 6/25/2021
B
Iowa 6/25/2021
B
South Dakota 6/25/2021
B
Kansas 6/25/2021
B
Tennessee 6/25/2021
B
Kentucky 6/25/2021
B
Texas 6/25/2021
B
Louisiana 6/25/2021
B
Utah 6/25/2021
B
Maine 6/25/2021
B
Vermont 6/25/2021
B
Maryland 6/25/2021
B
Virgin Islands 6/25/2021
B
Massachusetts 6/25/2021
B
Virginia 6/25/2021
B
Michigan 6/25/2021
B
Washington 6/25/2021
B
Minnesota 6/25/2021
B
West Virginia 6/25/2021
B
Mississippi 6/25/2021
B
Wisconsin 6/25/2021
B
Missouri 6/25/2021
B
Wyoming 6/25/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
9290 SW STATE RD 200, OCALA, FL 34481
Registered with this firm since 6/30/2021
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
9290 SW STATE RD 200, OSCALA, FL 34481
OCALA, FL
Registered with this firm since 6/25/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/16/2020 - 06/22/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) THE VILLAGES, FL
B
 03/16/2020 - 06/22/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) THE VILLAGES, FL
IA
 03/28/2018 - 08/07/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OCALA, FL
B
 03/27/2018 - 08/07/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OCALA, FL
IA
 08/31/2016 - 03/06/2018 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) OCALA, FL
B
 06/16/2008 - 03/06/2018 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) OCALA, FL
IA
 11/24/2008 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) OCALA, FL
B
 02/13/2007 - 05/07/2008 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
 10/28/2005 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) OCALA, FL
IA
 02/09/1999 - 10/11/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) OCALA, FL
B
 02/04/1999 - 10/11/2005 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.