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Mark Robert Buffington
CRD#: 3172819
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EDWARD JONESCRD#: 250 1419 E 41st Place
Suite 200
TULSA, OK 74105-4037
Suite 200
TULSA, OK 74105-4037
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Disclosures
26
Years of Experience
View By:
State Registrations
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Arizona 1/6/2003
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Nevada 7/25/2022
B
Arkansas 1/19/2021
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New Jersey 7/14/2022
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California 9/22/2023
B
North Carolina 2/4/2021
B
Colorado 4/2/2003
B
Ohio 9/23/2011
B
District of Columbia 11/17/2017
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Oklahoma 1/17/2002
B
Florida 3/28/2005
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Oklahoma 1/23/2007
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Georgia 6/10/2015
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Pennsylvania 5/23/2011
B
Idaho 4/5/2005
B
South Carolina 9/19/2012
B
Illinois 2/7/2014
B
Texas 10/23/2002
B
Kansas 7/16/2014
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Texas 8/21/2014
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Maryland 12/4/2023
B
Utah 10/2/2014
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Mississippi 3/25/2020
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Virginia 11/11/2005
B
Missouri 8/29/2002
SRO Registrations
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Registered with this firm since 1/23/2007
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Registered with this firm since 10/30/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/26/1999 - 11/08/2001 | OKLAHOMA CITY, OK | |
B | 04/08/1999 - 04/29/1999 | HOUSTON, TX | |
B | 04/08/1999 - 04/29/1999 | HOUSTON, TX | |
B | 03/01/1999 - 04/07/1999 | SPRINGFIELD, MA | |
B | 03/01/1999 - 04/07/1999 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.