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Stephen J. Arntson
STEPHEN JON ARNTSON, STEPHEN ARNTSON
CRD#: 3172419
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 10116 W. BELL ROAD
SUN CITY, AZ 85351
SUN CITY, AZ 85351
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Disclosures
25
Years of Experience
View By:
State Registrations
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Arizona 9/10/2018
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Nevada 8/10/2022
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Arizona 9/10/2018
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New York 8/10/2022
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California 9/30/2019
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North Carolina 8/10/2022
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Colorado 8/10/2022
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North Dakota 10/2/2018
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Florida 8/10/2022
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Ohio 8/12/2022
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Georgia 6/22/2023
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Oregon 8/10/2022
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Idaho 5/23/2023
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Pennsylvania 8/10/2022
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Illinois 8/10/2022
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South Carolina 8/10/2022
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Indiana 1/6/2021
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Tennessee 8/21/2024
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Iowa 8/10/2022
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Texas 8/10/2022
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Kansas 9/9/2022
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Texas 8/16/2022
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Michigan 8/19/2022
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Washington 4/11/2022
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Minnesota 8/10/2022
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Wisconsin 8/10/2022
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Missouri 8/10/2022
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Wyoming 9/1/2021
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Montana 10/2/2018
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 9/10/2018
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Registered with this firm since 9/4/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/27/2015 - 08/20/2018 | FARGO, ND | |
B | 07/17/2015 - 08/20/2018 | FARGO, ND | |
IA | 01/22/2008 - 08/11/2015 | FARGO, ND | |
B | 12/01/2006 - 08/11/2015 | FARGO, ND | |
B | 03/11/2003 - 12/01/2006 | FARGO, ND | |
IA | 01/28/2002 - 11/21/2002 | FARGO, ND | |
B | 04/06/1999 - 11/21/2002 | NEW YORK, NY | |
B | 04/06/1999 - 01/05/2000 | NEW YORK, NY |
NEW YORK, NY
04/06/1999 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.