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KELLEY BRIAN ORR
KELLEY ORR
CRD#: 3172046
IA
B
WELLS FARGO ADVISORSCRD#: 11025 101 E 2ND ST 200 FL 2
OWENSBORO, KY 42303
OWENSBORO, KY 42303
0
Disclosures
26
Years of Experience
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State Registrations
B
Alabama 10/29/2024
B
Michigan 10/21/2024
B
Florida 10/21/2024
B
Missouri 10/21/2024
B
Georgia 10/21/2024
B
North Carolina 10/21/2024
B
Illinois 10/21/2024
B
South Dakota 10/21/2024
B
Indiana 10/21/2024
B
Tennessee 10/21/2024
B
Kentucky 10/21/2024
B
Texas 10/21/2024
IA
Kentucky 10/21/2024
IA
Texas 10/21/2024
B
Louisiana 10/21/2024
B
Virginia 10/21/2024
SRO Registrations
B
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IA
Registered with this firm since 10/21/2024
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Registered with this firm since 10/21/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/23/2014 - 10/28/2024 | OWENSBORO, KY | |
B | 05/23/2014 - 10/28/2024 | OWENSBORO, KY | |
IA | 07/22/2011 - 06/19/2014 | OWENSBORO, KY | |
B | 07/22/2011 - 06/19/2014 | OWENSBORO, KY | |
IA | 01/27/2005 - 07/06/2011 | BOWLING GREEN, KY | |
B | 08/12/2004 - 07/06/2011 | BOWLING GREEN, KY | |
B | 01/16/2001 - 08/11/2004 | CHICAGO, IL | |
B | 01/20/1999 - 12/21/2000 | EDISON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.