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TRACY JAO
TRACY C JAO, TRACY CHUNI JAO
CRD#: 3171897
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Investment Adviser
SIMPLEX WEALTH MANAGEMENTCRD#: 170265 500 LA GONDA WAY
SUITE 210
DANVILLE, CA 94526
Registration History
20002002200420062008201020122014201620182020202220242026IASIMPLEX WEALTH MANAGEMENT (CRD# 170265)2015 - Present (9 years)IACONSILIUM WEALTH MANAGEMENT (CRD# 155343)2014 - Present (10 years)IACREATIVE PLANNING (CRD# 105348)2013 - 2014 (<1 year)IADESTINATION WEALTH MANAGEMENT (CRD# 110365)2007 - 2013 (6 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2004 - 2006 (1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1999 - 2004 (4 years)
License(s)

State Registrations

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California 12/12/2014

Current Registration(s)
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SIMPLEX WEALTH MANAGEMENT (CRD#:170265)
500 LA GONDA WAY SUITE 210, DANVILLE, CA 94526
Registered with this firm since 7/14/2015

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CONSILIUM WEALTH MANAGEMENT (CRD#:155343)
3160 CROW CANYON RD STE. 150, SAN RAMON, CA 94583
Registered with this firm since 12/12/2014

Previous Registration(s)
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09/16/2013 - 06/20/2014 CREATIVE PLANNING (CRD#:105348) OAKLAND, CA
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05/22/2007 - 09/06/2013 DESTINATION WEALTH MANAGEMENT (CRD#:110365) WALNUT CREEK, CA
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02/19/2004 - 01/25/2006 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN FRANCISCO, CA
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09/13/1999 - 02/05/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SAN FRANCISCO, CA
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Disclosures
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