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Detailed Report
PATRICIA JANE LUDGATE
PATRICIA JS LUDGATE, PATRICIA SALVATORE LUDGATE, TRICIA JS LUDGATE, PATRICIA JANE SALVATORE, TRISH SALVATORE
CRD#: 3171174
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Investment Adviser
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Previous Broker
SOVEREIGN FINANCIAL GROUP, INC.CRD#: 294314 833 NORTH PARK ROAD
WYOMISSING, PA 19610
Registration History
200420062008201020122014201620182020202220242026IASOVEREIGN FINANCIAL GROUP, INC. (CRD# 294314)2020 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - 2020 (11 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2003 - 2009 (5 years)IAFINANCIAL PLANNING ADVISORS INC. (CRD# 121691)2013 - 2020 (7 years)IALPL FINANCIAL LLC (CRD# 6413)2013 - 2014 (1 year)
License(s)

State Registrations

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Pennsylvania 10/16/2020
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Texas 10/16/2020
Current Registration(s)
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SOVEREIGN FINANCIAL GROUP, INC. (CRD#:294314)
833 NORTH PARK ROAD, WYOMISSING, PA 19610
Registered with this firm since 10/16/2020
Previous Registration(s)
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 10/14/2013 - 10/28/2020 FINANCIAL PLANNING ADVISORS INC. (CRD#:121691) WYOMISSING, PA
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 09/08/2009 - 10/28/2020 LPL FINANCIAL LLC (CRD#:6413) WYOMISSING, PA
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 09/12/2013 - 09/29/2014 LPL FINANCIAL LLC (CRD#:6413) WYOMISSING, PA
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 11/13/2003 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) WYOMISSING, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.