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LAURA ALISA POMEROY
LAURA DRIGGS
CRD#: 3169850
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11811 BERNARDO PLAZA CT
SAN DIEGO, CA 92128
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2006 (3 years)2 FIRMS2006 - Present (18 years)BCIBC WORLD MARKETS CORP. (CRD# 630)1999 - 2003 (4 years)
License(s)

State Registrations

B
Arizona 5/13/2009

B
Missouri 2/6/2018

B
California 12/18/2006

B
Montana 2/6/2018

IA
California 12/18/2006

B
Nevada 5/13/2009

B
Colorado 5/13/2009

B
New York 5/13/2009

B
Connecticut 7/20/2009

B
North Carolina 11/17/2009

B
District of Columbia 2/13/2020

B
Ohio 5/14/2009

B
Florida 5/13/2009

B
Oklahoma 1/18/2017

B
Georgia 5/13/2009

B
Oregon 5/13/2009

B
Hawaii 5/13/2009

B
Pennsylvania 6/6/2022

B
Idaho 5/13/2009

B
Rhode Island 6/14/2021

B
Illinois 5/13/2009

B
South Carolina 5/13/2009

B
Iowa 5/13/2009

B
South Dakota 7/21/2020

B
Kentucky 1/6/2017

B
Tennessee 11/5/2020

B
Louisiana 8/19/2024

B
Texas 5/13/2009

B
Massachusetts 5/13/2009

IA
Texas 5/18/2009

B
Michigan 1/2/2014

B
Utah 5/13/2009

B
Minnesota 5/13/2009

B
Virginia 5/13/2009

B
Mississippi 5/13/2009

B
Washington 5/13/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11811 BERNARDO PLAZA CT, SAN DIEGO, CA 92128
Registered with this firm since 12/18/2006

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11811 BERNARDO PLAZA CT, SAN DIEGO, CA 92128
Registered with this firm since 12/18/2006

Previous Registration(s)
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IA
05/27/2003 - 11/13/2006 FAHNESTOCK ASSET MANAGEMENT (CRD#:249) ST. LOUIS, MO
B
04/01/2003 - 11/13/2006 OPPENHEIMER & CO. INC. (CRD#:249) ST. LOUIS, MO
B
04/27/1999 - 04/14/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.