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Detailed Report
Courtney Tara Haddad
COURTNEY T. TAKACS, COURTNEY TARA TAKACS
CRD#: 3169496
IA
Investment Adviser
B
Broker
CONCURRENT INVESTMENT ADVISORS, LLCCRD#: 323135 100 S. ASHLEY DRIVE
SUITE 830
TAMPA, FL 33602
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 100 S. Ashley Drive
Suite 830
Tampa, FL 33602
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - 2022 (20 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2001 (2 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2022 (13 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2004 - 2009 (4 years)
License(s)

State Registrations

B
Colorado 10/12/2023
B
New Mexico 12/6/2023
B
Delaware 10/12/2023
B
North Carolina 8/1/2024
B
Florida 11/11/2022
B
Oklahoma 11/8/2023
IA
Florida 11/21/2022
B
Oregon 10/12/2023
B
Illinois 10/12/2023
B
Tennessee 10/12/2023
B
Kansas 10/12/2023
B
Texas 10/12/2023
B
Louisiana 10/3/2024
B
Virginia 10/12/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CONCURRENT INVESTMENT ADVISORS, LLC (CRD#:323135)
100 S. ASHLEY DRIVE SUITE 830, TAMPA, FL 33602
Registered with this firm since 11/21/2022
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
100 S. Ashley Drive Suite 830, Tampa, FL 33602
Registered with this firm since 11/11/2022
Previous Registration(s)
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IA
 01/02/2009 - 11/11/2022 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Tampa, FL
B
 02/14/2002 - 11/11/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) DELAND, FL
IA
 11/17/2004 - 10/10/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) DELAND, FL
B
 01/08/1999 - 11/09/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.