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Detailed Report
Thomas Patrick Clinton
CRD#: 3169276
IA
Investment Adviser
B
Broker
GROVE POINT ADVISORS, LLCCRD#: 313171 34 Grafton Street
Ste. 4
Millbury, MA 01527
GROVE POINT INVESTMENTS, LLCCRD#: 1763 34 Grafton Street
Ste. 4
Millbury, MA 01527
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2011 (2 years)IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - Present (3 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2011 - Present (13 years)BNEW ENGLAND SECURITIES (CRD# 615)1999 - 2006 (7 years)IAH. BECK, INC. (CRD# 1763)2011 - 2021 (9 years)
License(s)

State Registrations

B
Connecticut 5/18/2011
B
Minnesota 7/6/2022
B
Florida 5/18/2011
B
New Hampshire 9/17/2024
B
Massachusetts 5/18/2011
B
North Carolina 5/18/2011
IA
Massachusetts 4/1/2021
B
Rhode Island 5/18/2011
B
Michigan 9/19/2022
B
Washington 4/8/2021

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GROVE POINT ADVISORS, LLC (CRD#:313171)
34 Grafton Street Ste. 4, Millbury, MA 01527
Registered with this firm since 4/1/2021
B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
34 Grafton Street Ste. 4, Millbury, MA 01527
Registered with this firm since 5/18/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/19/2011 - 04/01/2021 H. BECK, INC. (CRD#:1763) ROCKVILLE, MD
IA
 03/10/2009 - 05/31/2011 LPL FINANCIAL LLC (CRD#:6413) SOUTHBOROUGH, MA
B
 02/27/2009 - 05/31/2011 LPL FINANCIAL LLC (CRD#:6413) SOUTHBOROUGH, MA
IA
 09/28/2006 - 02/27/2009 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) WORCESTER, MA
B
 01/30/2006 - 02/27/2009 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) WORCESTER, MA
B
 02/01/1999 - 02/28/2006 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.