Individual Firm
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ROBERT ALAN MATHERS
CRD#: 3168798
IA
B
VALMARK ADVISERS, INC.CRD#: 108050 W137 N6164 Weyer Farm Court
Menomonee Falls, WI 53051
Menomonee Falls, WI 53051
VALMARK SECURITIES, INC.CRD#: 31243 Menomonee Falls, WI
0
Disclosures
26
Years of Experience
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State Registrations
IA
Colorado 4/18/2018
B
Minnesota 11/18/2010
IA
Florida 11/14/2024
B
Missouri 10/27/2021
B
Illinois 6/18/2012
B
Wisconsin 11/18/2010
IA
Illinois 6/18/2012
IA
Wisconsin 11/18/2010
SRO Registrations
B
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Registered with this firm since 11/18/2010
B
Registered with this firm since 11/18/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/28/1998 - 10/14/2010 | MIDDLETON, WI | |
B | 06/25/2001 - 10/14/2010 | OSHKOSH, WI | |
B | 12/19/2000 - 10/10/2005 | COLUMBUS, OH |
MIDDLETON, WI
12/28/1998 - 10/14/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.