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LAURIE RUDD
LAURIE RUDD PANAHI, LAURIE STODDARD RUDD
CRD#: 3168716
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 50 W SAN FERNANDO ST STE 1500
[KA-RBO]
SAN JOSE, CA 95113
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - Present (14 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2004 (5 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2004 (1 year)
Disclosure(s)
View By:
3/21/2018
Financial
Final
License(s)

State Registrations

B
Alabama 8/25/2021

B
Montana 1/3/2018

B
Alaska 11/27/2019

B
Nevada 2/2/2011

B
Arizona 12/5/2016

B
New Jersey 2/20/2024

B
California 1/3/2011

B
New Mexico 1/18/2018

IA
California 1/3/2011

B
New York 6/24/2021

B
Colorado 6/24/2021

B
North Carolina 2/1/2021

B
Connecticut 4/8/2021

B
Ohio 6/24/2021

B
District of Columbia 2/2/2011

B
Oregon 5/23/2016

B
Florida 2/2/2011

B
Pennsylvania 6/24/2021

B
Georgia 6/24/2021

B
Puerto Rico 4/27/2023

B
Hawaii 2/2/2011

B
South Carolina 8/22/2019

B
Idaho 6/24/2021

B
Tennessee 6/3/2015

B
Illinois 7/23/2021

B
Texas 2/2/2011

B
Kentucky 9/21/2021

IA
Texas 2/18/2020

B
Louisiana 11/17/2023

B
Utah 2/24/2021

B
Maine 10/25/2023

B
Virginia 5/13/2019

B
Maryland 1/18/2018

B
Washington 12/5/2016

B
Massachusetts 2/9/2021

B
West Virginia 6/20/2013

B
Michigan 6/25/2021

B
Wisconsin 6/24/2021

B
Minnesota 6/24/2021

B
Wyoming 12/9/2022

B
Missouri 1/13/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
50 W SAN FERNANDO ST STE 1500 [KA-RBO], SAN JOSE, CA 95113
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
50 W SAN FERNANDO ST STE 1500 [KA-RBO], SAN JOSE, CA 95113
Registered with this firm since 1/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/08/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN JOSE, CA
B
09/08/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN JOSE, CA
IA
08/23/2004 - 09/13/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN JOSE, CA
B
08/23/2004 - 09/13/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
10/02/2002 - 08/25/2004 MORGAN STANLEY (CRD#:7556) SAN JOSE, CA
B
01/29/1999 - 08/25/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.