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KARIM ELIAS KARIM
KARIM E KARIM
CRD#: 3168713
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3540 S BOULEVARD ST STE 110
EDMOND, OK 73013
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2007 (8 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)
Disclosure(s)
View By:
8/7/2001
Customer Dispute
Settled
License(s)

State Registrations

B
California 5/21/2012

IA
Oklahoma 5/21/2012

B
Illinois 1/30/2013

B
South Dakota 5/8/2017

B
Kansas 5/25/2021

B
Texas 5/21/2012

B
New York 5/21/2012

IA
Texas 5/21/2012

B
Oklahoma 5/21/2012

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3540 S BOULEVARD ST STE 110, EDMOND, OK 73013
Registered with this firm since 5/21/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3540 S BOULEVARD ST STE 110, EDMOND, OK 73013
Registered with this firm since 5/21/2012

Previous Registration(s)
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IA
06/01/2009 - 06/04/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) OKLAHOMA CITY, OK
B
06/01/2009 - 06/04/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) OKLAHOMA CITY, OK
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) OKLAHOMA CITY, OK
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) OKLAHOMA CITY, OK
IA
07/07/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) OKLAHOMA CITY, OK
B
02/22/1999 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) OKLAHOMA CITY, OK
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.