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Detailed Report
WALTER PETER KLISIWECZ
WALTER P KLISIWECZ
CRD#: 3168557
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 80 WOLF ROAD, STE. 301
ALBANY, NY 12205
LPL FINANCIAL LLCCRD#: 6413 80 WOLF RD STE 301
ALBANY, NY 12205-2608
Registration History
20002002200420062008201020122014201620182020202220242026IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2013 - Present (11 years)BLPL FINANCIAL LLC (CRD# 6413)2004 - Present (20 years)BWS GRIFFITH SECURITIES, INC. (CRD# 10410)1999 - 2004 (5 years)
License(s)

State Registrations

B
Delaware 1/4/2008
IA
New York 5/21/2021
B
Florida 4/5/2005
B
North Carolina 2/9/2006
B
Georgia 6/22/2021
B
Ohio 6/1/2004
B
Massachusetts 5/24/2004
B
Pennsylvania 1/28/2005
B
Minnesota 10/5/2012
IA
Texas 10/25/2013
B
New Jersey 8/29/2011
B
Virginia 6/18/2010
B
New York 5/24/2004
B
Wisconsin 10/28/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
80 WOLF ROAD, STE. 301, ALBANY, NY 12205
Registered with this firm since 10/25/2013
B
LPL FINANCIAL LLC (CRD#:6413)
80 WOLF RD STE 301, ALBANY, NY 12205-2608
Registered with this firm since 5/24/2004
Previous Registration(s)
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B
 01/13/1999 - 05/27/2004 WS GRIFFITH SECURITIES, INC. (CRD#:10410) HARTFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.