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Brian James Venn
CRD#: 3167657
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5898 Copley Dr
San Diego, CA 92111-7916
Registration History
19952000200520102015202020252 FIRMS2000 - 2000 (<1 year)2 FIRMS2000 - 2003 (2 years)2 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2020 (4 years)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BMETLIFE INVESTORS DISTRIBUTION... (CRD# 6695)2003 - 2004 (1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1999 - 1999 (<1 year)IALINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2001 - 2003 (2 years)
Disclosure(s)
View By:
3/29/1993
Criminal
Final Disposition
License(s)

State Registrations

B
California 8/2/2021

IA
California 8/2/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5898 Copley Dr, San Diego, CA 92111-7916
800 S Barranca Ave Ste 110, Covina, CA 91723-3625
Registered with this firm since 8/2/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5898 Copley Dr, San Diego, CA 92111-7916
800 S Barranca Ave Ste 110, Covina, CA 91723-3625
Registered with this firm since 8/2/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2020 - 08/02/2021 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) La Mesa, CA
B
01/08/2020 - 08/02/2021 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) La Mesa, CA
IA
04/07/2015 - 01/03/2020 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) INDEPENDENCE, MO
B
04/06/2015 - 01/03/2020 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) INDEPENDENCE, MO
IA
01/04/2013 - 03/11/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SANTA BARBARA, CA
B
01/04/2013 - 03/11/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SANTA BARBARA, CA
IA
01/03/2011 - 01/08/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SANTA BARBARA, CA
B
01/03/2011 - 01/08/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SANTA BARBARA, CA
IA
09/09/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SANTA BARBARA, CA
B
09/09/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SANTA BARBARA, CA
IA
06/30/2004 - 08/30/2005 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
06/30/2004 - 08/30/2005 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
04/07/2003 - 06/18/2004 METLIFE INVESTORS DISTRIBUTION COMPANY (CRD#:6695) NEWPORT BEACH, CA
IA
02/08/2001 - 04/02/2003 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) IRVINE, CA
B
12/11/2000 - 04/02/2003 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
12/11/2000 - 04/02/2003 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
06/29/2000 - 12/06/2000 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
02/28/2000 - 06/05/2000 EURO PACIFIC CAPITAL, INC. (CRD#:8361) WESTPORT, CT
B
02/17/1999 - 06/04/1999 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.