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MARIANA ISABEL RUIZ-POSADA
MARIANA I RUIZ, MARIANA ISABEL RUIZ
CRD#: 3165908
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 THREE GREENWAY PLAZA
SUITE 1500
HOUSTON, TX 77046
Registration History
199820002002200420062008201020122014201620182020202220242026IAMML INVESTORS SERVICES, LLC (CRD# 10409)2021 - Present (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2008 - Present (16 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2003 - 2008 (4 years)BFORESTERS EQUITY SERVICES, INC. (CRD# 18464)1998 - 2003 (4 years)
License(s)

State Registrations

B
Arizona 2/3/2025

B
Minnesota 1/12/2024

B
California 8/3/2017

B
Mississippi 3/4/2024

B
Colorado 3/26/2019

B
Nevada 8/26/2024

B
District of Columbia 2/22/2024

B
New York 10/29/2015

B
Florida 5/16/2018

B
North Carolina 5/5/2023

B
Georgia 5/5/2023

B
Ohio 1/27/2025

B
Illinois 3/15/2016

B
Pennsylvania 10/4/2012

B
Iowa 8/15/2023

B
Texas 6/5/2008

B
Kansas 5/16/2013

IA
Texas 10/18/2021

B
Kentucky 7/12/2023

B
Washington 8/4/2022

B
Louisiana 1/18/2022

B
Wisconsin 3/26/2019

B
Massachusetts 7/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
THREE GREENWAY PLAZA SUITE 1500, HOUSTON, TX 77046
Registered with this firm since 10/18/2021

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
THREE GREENWAY PLAZA SUITE 1500, HOUSTON, TX 77046
Registered with this firm since 6/5/2008

Previous Registration(s)
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09/08/2003 - 05/01/2008 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) HOUSTON, TX
B
12/24/1998 - 08/22/2003 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.