Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Marsha Vaughan
MARSHA L VAUGHAN, MARSHA LEANN VAUGHAN
CRD#: 3165793
IA
B
MORGAN STANLEYCRD#: 149777 50 A1a North
Suite 112
Ponte Vedra Beach, FL 32082
Suite 112
Ponte Vedra Beach, FL 32082
View By:
6/20/2014
Employment Separation After Allegations
State Registrations
B
Alabama 5/22/2020
B
Mississippi 5/22/2020
B
Arizona 4/6/2023
B
Nevada 7/14/2020
B
Arkansas 5/22/2020
B
New Hampshire 3/19/2020
B
California 3/16/2020
B
New Jersey 3/17/2020
B
Colorado 3/18/2020
B
New Mexico 5/22/2020
B
Connecticut 3/16/2020
B
New York 3/17/2020
B
Delaware 5/28/2020
B
North Carolina 3/17/2020
B
District of Columbia 7/9/2020
B
North Dakota 5/26/2020
B
Florida 3/10/2020
B
Ohio 3/17/2020
IA
Florida 3/11/2020
B
Oklahoma 3/24/2020
B
Georgia 3/11/2020
B
Oregon 8/5/2020
B
Hawaii 4/22/2020
B
Pennsylvania 3/16/2020
B
Illinois 7/17/2020
B
Rhode Island 5/26/2020
B
Indiana 7/27/2022
B
South Carolina 3/16/2020
B
Iowa 3/16/2020
B
Tennessee 7/11/2024
B
Kentucky 2/26/2025
B
Texas 3/17/2020
B
Louisiana 3/16/2020
IA
Texas 3/21/2020
B
Maine 3/17/2020
B
Vermont 5/11/2020
B
Maryland 3/17/2020
B
Virginia 3/17/2020
B
Massachusetts 4/27/2020
B
Washington 3/16/2020
B
Michigan 7/6/2020
B
West Virginia 5/26/2020
B
Minnesota 7/2/2020
B
Wisconsin 3/16/2020
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/11/2020
B
Registered with this firm since 3/10/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/05/2016 - 02/25/2020 | Ponte Vedra Beach, FL | |
B | 05/25/2016 - 02/25/2020 | Ponte Vedra Beach, FL | |
IA | 01/02/2013 - 07/02/2014 | PONTE VEDRA BEACH, FL | |
B | 01/02/2013 - 07/02/2014 | PONTE VEDRA BEACH, FL | |
IA | 12/12/2012 - 01/02/2013 | PONTE VEDRA BEACH, FL | |
B | 12/07/2012 - 01/02/2013 | PONTE VEDRA BEACH, FL | |
IA | 05/23/2011 - 12/13/2012 | PONTE VEDRA BEACH, FL | |
B | 05/20/2011 - 12/13/2012 | PONTE VEDRA BEACH, FL | |
IA | 10/23/2009 - 12/06/2010 | JACKSONVILLE, FL | |
B | 10/23/2009 - 12/06/2010 | JACKSONVILLE, FL | |
IA | 06/21/2005 - 10/23/2009 | JACKSONVILLE, FL | |
B | 04/13/2000 - 10/23/2009 | JACKSONVILLE, FL | |
B | 04/08/1999 - 03/21/2000 | MINNEAPOLIS, MN | |
B | 04/08/1999 - 03/21/2000 | MINNEAPOLIS, MN |
JACKSONVILLE, FL
10/23/2009 - 12/06/2010
JACKSONVILLE, FL
10/23/2009 - 12/06/2010
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.