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SEAN MARTIN MCGOWAN
SEAN M MCGOWAN, SEAN MARTIN MCGOWEN
CRD#: 3165069
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 777 108TH AVE NE
STES 2400 & 2500
BELLEVUE, WA 98004
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2013 (14 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 10/31/2013

B
Montana 9/21/2015

B
Alaska 10/31/2013

B
Nevada 10/31/2013

B
Arizona 10/31/2013

B
New Jersey 7/25/2019

B
California 10/31/2013

B
New York 10/31/2013

B
Colorado 11/14/2013

B
North Carolina 11/16/2023

B
Connecticut 5/17/2022

B
Oklahoma 10/29/2020

B
District of Columbia 11/14/2013

B
Oregon 10/31/2013

B
Florida 10/31/2013

B
Pennsylvania 1/16/2019

B
Georgia 10/31/2013

B
Tennessee 4/6/2023

B
Idaho 11/14/2013

B
Texas 10/31/2013

B
Illinois 4/13/2022

IA
Texas 10/31/2013

B
Indiana 10/20/2021

B
Utah 9/20/2024

B
Kansas 11/6/2024

B
Virginia 10/13/2022

B
Maryland 11/14/2013

B
Washington 10/31/2013

B
Massachusetts 10/31/2013

IA
Washington 10/31/2013

B
Michigan 4/11/2022

B
Wisconsin 5/9/2018

B
Missouri 11/16/2023

B
Wyoming 2/25/2025

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
777 108TH AVE NE STES 2400 & 2500, BELLEVUE, WA 98004
Registered with this firm since 10/31/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
777 108TH AVE NE STES 2400 & 2500, BELLEVUE, WA 98004
Registered with this firm since 10/31/2013

Previous Registration(s)
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IA
04/14/1999 - 11/01/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BELLEVUE, WA
B
02/09/1999 - 11/01/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BELLEVUE, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.