Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRIAN LEE MOFFETT
CRD#: 3163385
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 4020 UNIVERSITY DR
FAIRFAX, VA 22030
FAIRFAX, VA 22030
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 6052 BURKE COMMONS RD
BURKE, VA 22015
BURKE, VA 22015
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arizona 1/11/2018
B
Nebraska 7/23/2018
B
Arkansas 5/31/2019
B
Nevada 5/10/2018
B
California 2/7/2019
B
New Jersey 7/23/2018
B
Colorado 7/23/2018
B
New Mexico 7/23/2018
B
Connecticut 7/23/2018
B
New York 5/10/2018
B
Delaware 10/15/2018
B
North Carolina 7/23/2018
B
District of Columbia 8/26/2014
B
Ohio 8/26/2014
IA
District of Columbia 3/6/2019
B
Oregon 7/23/2018
B
Florida 6/6/2017
B
Pennsylvania 6/19/2017
B
Georgia 7/23/2018
B
South Carolina 7/23/2018
B
Illinois 2/7/2019
B
Texas 10/15/2018
B
Indiana 2/7/2019
B
Vermont 5/31/2019
B
Iowa 2/7/2019
B
Virginia 8/26/2014
B
Maryland 8/26/2014
IA
Virginia 9/21/2016
B
Massachusetts 5/31/2019
B
Washington 10/15/2018
B
Michigan 2/7/2019
B
West Virginia 5/31/2019
B
Minnesota 2/7/2019
B
Wisconsin 2/7/2019
B
Montana 2/7/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/21/2016
B
Registered with this firm since 8/26/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/26/2014 - 12/31/2016 | WASHINGTON, DC | |
IA | 04/11/2006 - 08/27/2014 | WASHINGTON, DC | |
B | 09/01/2006 - 08/27/2014 | WASHINGTON, DC | |
IA | 04/15/2003 - 09/14/2006 | NEW YORK, NY | |
B | 01/03/2003 - 09/13/2006 | WASHINGTON, DC | |
IA | 01/03/2003 - 04/15/2003 | WASHINGTON, DC | |
IA | 11/27/2000 - 01/03/2003 | WASHINGTON, DC | |
B | 04/11/2000 - 01/03/2003 | NEW YORK, NY |
WASHINGTON, DC
04/11/2006 - 08/27/2014
WASHINGTON, DC
09/01/2006 - 08/27/2014
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.