• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ALLISON WILLIAMS
ALLISON JANEL HUNSAKER, ALLISON JANEL WILLIAMS
CRD#: 3163246
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 400
DALLAS, TX 75201
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2009 (5 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - 2024 (7 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 6/14/2024

B
Michigan 6/14/2024

B
California 6/14/2024

B
Missouri 6/14/2024

B
Colorado 6/14/2024

B
Nevada 6/14/2024

B
Connecticut 6/14/2024

B
New Mexico 6/14/2024

B
District of Columbia 6/14/2024

B
New York 6/14/2024

B
Florida 6/14/2024

B
North Carolina 6/14/2024

B
Georgia 6/14/2024

B
Ohio 6/14/2024

B
Illinois 6/14/2024

B
Oregon 6/14/2024

B
Kansas 6/14/2024

B
Pennsylvania 6/14/2024

B
Kentucky 6/14/2024

B
Texas 6/14/2024

B
Maryland 6/14/2024

IA
Texas 6/14/2024

B
Massachusetts 6/14/2024

B
Utah 6/14/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Registered with this firm since 6/14/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/19/2016 - 06/18/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
08/19/2016 - 06/18/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
IA
06/01/2009 - 08/26/2016 MORGAN STANLEY (CRD#:149777) DALLAS, TX
B
06/01/2009 - 08/26/2016 MORGAN STANLEY (CRD#:149777) DALLAS, TX
IA
02/27/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DALLAS, TX
B
02/27/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) DALLAS, TX
IA
11/18/2003 - 03/17/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
07/23/2003 - 03/17/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.