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Detailed Report
LOUIS WILLIAM BUNDY III
LOUIS III BUNDY, LOUIS WILLIAM BUNDY
CRD#: 3163159
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 3900 N. Causeway Blvd
Offices 1237, 1238, 1250, 1263
Metairie, LA 70002
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - Present (11 years)BHIBERNIA INVESTMENTS, L.L.C. (CRD# 17526)1999 - 2000 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)1999 - 1999 (<1 year)
License(s)

State Registrations

B
Arkansas 3/12/2014
B
Mississippi 3/12/2014
B
California 3/19/2014
B
Oklahoma 3/12/2014
B
Louisiana 3/12/2014
B
Texas 3/12/2014
IA
Louisiana 3/12/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
3900 N. Causeway Blvd Offices 1237, 1238, 1250, 1263, Metairie, LA 70002
Metairie, LA
Registered with this firm since 3/12/2014
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
3900 N. Causeway Blvd Offices 1237, 1238, 1250, 1263, Metairie, LA 70002
Metairie, LA
Registered with this firm since 3/12/2014
Previous Registration(s)
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IA
 09/28/2012 - 02/27/2014 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) BATON ROUGE, LA
B
 04/17/2012 - 02/27/2014 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) BATON ROUGE, LA
B
 09/27/1999 - 06/26/2000 HIBERNIA INVESTMENTS, L.L.C. (CRD#:17526) NEW ORLEANS, LA
B
 01/22/1999 - 09/16/1999 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.