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Justin M Kroplin
JUD KROPLIN, JUSTIN M KROPLIN, JUSTIN MICHAEL KROPLIN
CRD#: 3162646
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
PBIG - SAN FRANCISCO
SAN FRANCISCO, CA 94104
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - Present (25 years)
License(s)

State Registrations

B
Alabama 1/4/2011

B
Montana 1/4/2011

B
Alaska 1/4/2011

B
Nebraska 1/4/2011

B
Arizona 10/14/1999

B
Nevada 1/2/2004

B
Arkansas 1/4/2011

B
New Hampshire 1/4/2011

B
California 4/16/1999

B
New Jersey 7/26/2006

IA
California 5/11/1999

B
New Mexico 9/26/2001

B
Colorado 10/11/2005

B
New York 9/20/2010

B
Connecticut 11/13/2007

B
North Carolina 1/5/2011

B
Delaware 1/4/2011

B
North Dakota 1/4/2011

B
District of Columbia 1/4/2011

B
Ohio 1/5/2011

B
Florida 10/6/2010

B
Oklahoma 1/4/2011

B
Georgia 1/4/2011

B
Oregon 4/29/2005

B
Hawaii 1/4/2011

B
Pennsylvania 1/4/2011

IA
Hawaii 2/3/2022

B
Puerto Rico 11/28/2011

B
Idaho 1/4/2011

B
Rhode Island 1/4/2011

B
Illinois 11/9/1999

B
South Carolina 1/4/2011

B
Indiana 1/4/2011

B
South Dakota 1/4/2011

B
Iowa 2/3/2004

B
Tennessee 1/4/2011

B
Kansas 1/4/2011

IA
Texas 2/7/2003

B
Kentucky 1/4/2011

B
Texas 4/16/2009

B
Louisiana 1/4/2011

B
Utah 1/4/2011

B
Maine 1/4/2011

B
Vermont 1/4/2011

B
Maryland 12/8/2003

B
Virgin Islands 11/15/2011

B
Massachusetts 8/31/2001

B
Virginia 1/4/2011

B
Michigan 1/4/2011

B
Washington 9/12/2000

B
Minnesota 1/4/2011

B
West Virginia 1/4/2011

B
Mississippi 1/4/2011

B
Wisconsin 7/6/2010

B
Missouri 1/4/2011

B
Wyoming 1/4/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST PBIG - SAN FRANCISCO, SAN FRANCISCO, CA 94104
Sonoma, CA
Registered with this firm since 5/11/1999

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST PBIG - SAN FRANCISCO, SAN FRANCISCO, CA 94104
Sonoma, CA
Registered with this firm since 2/19/1999

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.