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JAMES PHILLIP WILLIAM EPSTEIN
JAY EPSTEIN
CRD#: 3162542
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 704 E Perkins St
Suite B
Ukiah, CA 95482
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 704 E Perkins St
Ste B
Ukiah, CA 95482-2004
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2002 (2 years)IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2023 - Present (1 year)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2008 - Present (16 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1999 - 1999 (<1 year)
License(s)

State Registrations

B
California 1/1/2009

IA
California 10/13/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
704 E Perkins St Suite B, Ukiah, CA 95482
Registered with this firm since 10/13/2023

B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
704 E Perkins St Ste B, Ukiah, CA 95482-2004
Registered with this firm since 12/22/2008

Previous Registration(s)
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B
10/11/1999 - 01/10/2002 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
B
10/11/1999 - 01/10/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
01/13/1999 - 09/13/1999 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
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Broker
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Investment Adviser
Disclosures
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