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BROCK WILSON
BROCK DANIEL WILSON
CRD#: 3162500
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 6460 E PACIFIC COAST HWY
STE 223
LONG BEACH, CA 90803
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2020 - Present (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2014 - 2016 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2003 (4 years)IACAERUS INVESTMENT ADVISORS, LLC (CRD# 171716)2016 - 2020 (3 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2015 - 2016 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2003 (5 years)
License(s)

State Registrations

B
Alabama 11/12/2020

B
Montana 4/8/2022

B
Arizona 9/21/2020

B
Nevada 10/11/2021

IA
California 2/27/2020

IA
Nevada 10/6/2023

B
California 5/19/2020

B
New Mexico 7/8/2022

B
Colorado 9/8/2021

B
New York 9/15/2020

B
Delaware 4/24/2023

B
North Carolina 11/18/2021

B
District of Columbia 1/21/2021

B
Ohio 2/3/2021

B
Florida 9/15/2020

B
Oregon 1/6/2021

B
Georgia 9/16/2020

B
Pennsylvania 4/29/2021

B
Hawaii 7/19/2023

B
South Carolina 5/26/2023

B
Idaho 2/10/2023

B
South Dakota 8/2/2022

B
Illinois 9/24/2020

B
Tennessee 6/9/2021

B
Iowa 9/21/2020

B
Texas 9/17/2020

B
Louisiana 2/10/2023

IA
Texas 9/17/2020

B
Maryland 9/15/2020

B
Utah 2/10/2023

B
Massachusetts 11/29/2022

B
Virginia 9/17/2020

B
Michigan 12/1/2020

B
Washington 11/5/2020

B
Mississippi 12/12/2024

B
Wyoming 1/3/2022

B
Missouri 7/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
6460 E PACIFIC COAST HWY STE 223, LONG BEACH, CA 90803
18800 VON KARMAN STE B [SATELLITE], IRVINE, CA 92612
Registered with this firm since 2/27/2020

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
6460 E PACIFIC COAST HWY STE 223, LONG BEACH, CA 90803
18800 VON KARMAN STE B [SATELLITE], IRVINE, CA 92612
Registered with this firm since 3/31/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/29/2016 - 01/15/2020 CAERUS INVESTMENT ADVISORS, LLC (CRD#:171716) SAN FRANCISCO, CA
IA
02/10/2015 - 08/26/2016 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WASHINGTON, DC
B
12/08/2014 - 08/26/2016 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WASHINGTON, DC
IA
03/22/1998 - 07/02/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
B
01/22/1999 - 07/02/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.