Individual Firm
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COREY JAY MYERS
CRD#: 3162395
IA
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COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 Bethalto, IL
0
Disclosures
26
Years of Experience
View By:
State Registrations
IA
Illinois 1/7/2016
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/12/2002 - 12/31/2015 | EAST ALTON, IL | |
B | 11/12/2002 - 12/31/2015 | EAST ALTON, IL | |
IA | 03/31/1999 - 12/13/2002 | EAST ALTON, IL | |
B | 12/24/1998 - 11/13/2002 | SCOTTSDALE, AZ |
EAST ALTON, IL
03/31/1999 - 12/13/2002
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.