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Detailed Report
DEREK GRANT DEGUIRE
CRD#: 3162351
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1605 21ST AVE S
NASHVILLE, TN 37212
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1605 21ST AVE S
NASHVILLE, TN 37212
Registration History
20002002200420062008201020122014201620182020202220242026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2001 - Present (23 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2001 (1 year)BSIGNATOR INVESTORS, INC. (CRD# 468)1999 - 1999 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2002 - 2016 (14 years)
Disclosure(s)
View By:
9/9/2010
Customer Dispute
Withdrawn
6/2/2004
Customer Dispute
Denied
1/17/2001
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 6/17/2024
B
New Jersey 6/17/2024
B
California 7/6/2007
B
New York 12/21/2007
B
Colorado 6/17/2024
B
North Carolina 11/2/2021
B
Florida 11/28/2018
B
Oklahoma 6/17/2024
B
Georgia 2/28/2012
B
Oregon 11/2/2016
B
Illinois 6/17/2024
B
Pennsylvania 6/17/2024
B
Indiana 1/27/2016
B
South Carolina 6/17/2024
B
Kentucky 1/20/2022
B
Tennessee 10/12/2001
B
Maine 3/14/2014
IA
Tennessee 9/1/2016
B
Maryland 6/17/2024
IA
Texas 3/13/2017
B
Massachusetts 7/23/2019
B
Texas 6/28/2021
B
Minnesota 6/17/2024
B
Utah 6/7/2024
B
Mississippi 6/7/2016
B
Vermont 6/26/2024
B
Missouri 10/16/2018
B
Virginia 10/23/2015
B
Nebraska 1/7/2013
B
Washington 4/20/2017
B
New Hampshire 11/13/2020

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
1605 21ST AVE S, NASHVILLE, TN 37212
Registered with this firm since 9/1/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
1605 21ST AVE S, NASHVILLE, TN 37212
4604 CHARLOTTE PIKE, NASHVILLE, TN 37209
Registered with this firm since 10/12/2001
Previous Registration(s)
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IA
 08/05/2002 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) NASHVILLE, TN
B
 07/16/1999 - 04/10/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 02/02/1999 - 04/23/1999 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.