Individual Firm
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WENDY WETZEL ASTORINO
WENDY LYNN WETZEL
CRD#: 3161477
IA
B
LPL FINANCIAL LLCCRD#: 6413 420 FORT DUQUESNE BLVD
ONE GATEWAY CENTER, STE 2000
PITTSBURGH, PA 15222
ONE GATEWAY CENTER, STE 2000
PITTSBURGH, PA 15222
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
California 3/10/2021
B
Ohio 3/10/2021
B
Delaware 3/5/2025
B
Pennsylvania 3/10/2021
B
Florida 3/10/2021
IA
Pennsylvania 3/10/2021
B
Illinois 3/10/2021
B
South Carolina 3/10/2021
B
Indiana 3/25/2021
B
Tennessee 4/6/2023
B
Massachusetts 3/10/2021
B
Texas 3/10/2021
B
Michigan 3/10/2021
IA
Texas 3/10/2021
B
New Jersey 3/10/2021
B
Virginia 3/25/2021
B
New York 3/10/2021
B
West Virginia 3/10/2021
B
North Carolina 3/19/2021
B
Wisconsin 3/8/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/10/2021
B
Registered with this firm since 3/10/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/02/2015 - 03/12/2021 | PITTSBURGH, PA | |
B | 12/02/2015 - 03/12/2021 | PITTSBURGH, PA | |
IA | 03/06/2009 - 12/08/2015 | PITTSBURGH, PA | |
B | 01/20/2005 - 12/08/2015 | PITTSBURGH, PA | |
IA | 08/09/2002 - 01/05/2005 | BEAVER, PA | |
B | 08/09/2002 - 01/05/2005 | NEW YORK, NY | |
B | 11/05/2001 - 09/25/2002 | NEW YORK, NY | |
B | 01/27/2000 - 10/05/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.