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Detailed Report
JOHN ROBERT BROWNING JR
BOB BROWNING, JR JOHN ROBERT BROWNING
CRD#: 3160886
IA
Investment Adviser
B
Broker
ONEAMERICA SECURITIES, INC.CRD#: 4173 1980 East 116th Street
Suite 210
Carmel, IN 46032
Registration History
20002002200420062008201020122014201620182020202220242026IAONEAMERICA SECURITIES, INC. (CRD# 4173)2011 - Present (13 years)BONEAMERICA SECURITIES, INC. (CRD# 4173)2002 - Present (23 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1999 - 2002 (2 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1999 - 1999 (<1 year)
License(s)

State Registrations

B
Georgia 6/21/2017
IA
Indiana 7/26/2011
B
Indiana 1/2/2002
B
Ohio 9/13/2004

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ONEAMERICA SECURITIES, INC. (CRD#:4173)
1980 East 116th Street Suite 210, Carmel, IN 46032
Registered with this firm since 7/26/2011
B
ONEAMERICA SECURITIES, INC. (CRD#:4173)
1980 East 116th Street Suite 210, Carmel, IN 46032
Registered with this firm since 1/2/2002
Previous Registration(s)
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B
 02/03/1999 - 01/31/2002 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
 01/12/1999 - 02/09/1999 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.