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RODNEY KEITH DOOLEY SR
R KEITH DOOLEY
CRD#: 3160114
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 330 West Main Street
Lexington, SC 29072
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2025 - Present (<1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2025 (11 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2000 - 2013 (13 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1999 - 2000 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - 2025 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (9 years)IAWALNUT STREET SECURITIES, INC. (CRD# 15840)2009 - 2013 (4 years)IACAROLINA WEALTH MANAGEMENT, LLC (CRD# 123348)2006 - 2008 (2 years)
Disclosure(s)
View By:
10/29/2004
Customer Dispute
Denied
License(s)

State Registrations

B
South Carolina 1/31/2025

IA
South Carolina 2/4/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
330 West Main Street, Lexington, SC 29072
Registered with this firm since 2/4/2025

B
LPL FINANCIAL LLC (CRD#:6413)
330 West Main Street, Lexington, SC 29072
Registered with this firm since 1/31/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/29/2023 - 02/06/2025 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) Lexington, SC
B
09/03/2013 - 02/06/2025 CETERA ADVISOR NETWORKS LLC (CRD#:13572) Lexington, SC
IA
09/03/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) Lexington, SC
IA
07/20/2009 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) LEXINGTON, SC
B
06/16/2000 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) LEXINGTON, SC
IA
03/02/2006 - 12/31/2008 CAROLINA WEALTH MANAGEMENT, LLC (CRD#:123348) LEXINGTON, SC
IA
05/20/2005 - 02/01/2006 WALNUT STREET SECURITIES, INC. (CRD#:15840) LEXINGTON, SC
IA
02/18/2005 - 02/01/2006 WALNUT STREET ADVISERS INC (CRD#:109903) COLUMBIA, SC
B
05/11/1999 - 03/21/2000 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.