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HAROLD CHARLES MORROW
HAROLD MORROW
CRD#: 3160104
IA
Investment Adviser
B
Broker
PFG ADVISORSCRD#: 173344 115 W. Hemlock
Deming, NM 88030
OSAIC WEALTH, INC.CRD#: 23131 115 W. Hemlock
Deming, NM 88030
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2013 (<1 year)IAPFG ADVISORS (CRD# 173344)2018 - Present (6 years)BOSAIC WEALTH, INC. (CRD# 23131)2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2016 - 2024 (7 years)BFOOTHILL SECURITIES, INC. (CRD# 1027)2013 - 2016 (3 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)1999 - 2008 (9 years)IACUE ADVISORY SERVICES, INC. (CRD# 21033)2013 - 2018 (5 years)IAH.D. VEST ADVISORY SERVICES, INC (CRD# 104556)2006 - 2008 (2 years)
License(s)

State Registrations

B
Colorado 6/14/2024

B
New Mexico 6/14/2024

B
Michigan 6/14/2024

B
North Carolina 6/14/2024

B
Minnesota 6/14/2024

IA
Texas 11/1/2023

IA
New Mexico 4/18/2018

B
Texas 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PFG ADVISORS (CRD#:173344)
115 W. Hemlock, Deming, NM 88030
Registered with this firm since 4/18/2018

B
OSAIC WEALTH, INC. (CRD#:23131)
115 W. Hemlock, Deming, NM 88030
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/08/2016 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) Deming, NM
IA
11/13/2013 - 12/31/2018 CUE ADVISORY SERVICES, INC. (CRD#:21033) Deming, NM
B
11/08/2013 - 12/08/2016 FOOTHILL SECURITIES, INC. (CRD#:1027) Deming, NM
IA
08/02/2013 - 11/14/2013 SIGNATURE INVESTMENTS, INC. (CRD#:113443) DEMING, NM
B
08/02/2013 - 10/31/2013 SICOR SECURITIES INC (CRD#:16195)
FINRA expelled the firm on 01/31/2014
DAYTON, OH
IA
01/06/2009 - 08/05/2013 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) DEMING, NM
B
01/12/2009 - 08/05/2013 H.D. VEST INVESTMENT SERVICES (CRD#:13686) DEMING, NM
IA
07/06/2006 - 12/15/2008 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) DEMING, NM
B
05/13/1999 - 12/15/2008 H.D. VEST INVESTMENT SERVICES (CRD#:13686) DEMING, NM
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.