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SAMUEL THOMAS DUBOSE
PETE DUBOSE
CRD#: 3160001
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1225 ALICE DR.
SUMTER, SC 29151
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2011 - Present (13 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2003 - 2011 (7 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2003 - 2003 (<1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2003 (2 years)BEDWARD JONES (CRD# 250)1999 - 2000 (1 year)IAUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2004 - 2011 (7 years)
License(s)

State Registrations

B
Florida 6/10/2021

B
South Carolina 10/11/2011

B
Georgia 1/5/2018

IA
South Carolina 10/11/2011

B
North Carolina 7/13/2016

B
Virginia 4/16/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1225 ALICE DR., SUMTER, SC 29151
Registered with this firm since 10/11/2011

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LPL FINANCIAL LLC (CRD#:6413)
1225 ALICE DR., SUMTER, SC 29151
Registered with this firm since 10/11/2011

Previous Registration(s)
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IA
01/27/2004 - 10/11/2011 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) SUMTER, SC
B
12/08/2003 - 10/11/2011 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) SUMTER, SC
B
05/30/2003 - 12/16/2003 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
11/07/2000 - 06/12/2003 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
01/01/1999 - 12/04/2000 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.