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THOMAS STEPHEN BOLANOWSKI
CRD#: 3159856
IA
B
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 200 SOUTH WACKER DRIVE
STE 2500
CHICAGO, IL 60606
STE 2500
CHICAGO, IL 60606
B. RILEY WEALTH MANAGEMENTCRD#: 2543 200 South Wacker Drive
Suite 700
Chicago, IL 60606
Suite 700
Chicago, IL 60606
0
Disclosures
9
Years of Experience
View By:
State Registrations
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California 7/22/2022
B
Minnesota 8/22/2024
B
Florida 10/9/2024
B
New Jersey 8/22/2024
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Illinois 10/4/2021
B
New York 8/22/2024
B
Illinois 7/22/2022
B
Ohio 7/22/2022
B
Indiana 7/22/2022
B
Pennsylvania 9/19/2023
IA
Indiana 10/29/2024
B
Washington 1/30/2025
B
Maine 8/22/2024
B
Wisconsin 8/22/2024
SRO Registrations
B
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B
Registered with this firm since 7/22/2022
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Registered with this firm since 10/4/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/04/2021 - 07/22/2022 | CHICAGO, IL | |
IA | 02/16/2018 - 10/06/2021 | CHICAGO, IL | |
B | 06/29/2017 - 10/06/2021 | CHICAGO, IL | |
B | 02/16/2017 - 06/05/2017 | FRANKFORT, IL | |
B | 02/24/1999 - 04/06/2000 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.