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IRENE ALLEN
CRD#: 3159839
IA
B
MORGAN STANLEYCRD#: 149777 245 Lytton Avenue
Suite 200
Palo Alto, CA 94301
Suite 200
Palo Alto, CA 94301
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arizona 3/21/2014
B
Mississippi 4/4/2023
B
California 6/1/2009
B
Montana 5/13/2024
IA
California 6/1/2009
B
Nevada 4/16/2010
B
Colorado 1/3/2024
B
New Jersey 8/10/2022
B
Florida 5/15/2019
B
New York 7/30/2014
B
Georgia 8/11/2022
B
Oregon 8/15/2019
B
Hawaii 8/10/2022
B
Pennsylvania 7/31/2015
B
Idaho 3/3/2020
B
South Carolina 1/3/2019
B
Illinois 6/1/2009
B
Texas 8/10/2022
B
Louisiana 1/12/2021
IA
Texas 9/2/2022
B
Maryland 9/25/2024
B
Virginia 8/11/2023
B
Michigan 5/26/2023
B
Washington 6/1/2009
B
Minnesota 8/10/2022
B
West Virginia 2/25/2025
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | MENLO PARK, CA | |
B | 04/02/2007 - 06/01/2009 | MENLO PARK, CA | |
IA | 05/15/2001 - 04/02/2007 | MENLO PARK, CA | |
B | 02/02/2000 - 04/02/2007 | MENLO PARK, CA | |
B | 11/30/1999 - 01/25/2000 | WESTLAKE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.