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DAVID ARTHUR GAGNON
CRD#: 3159291
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 212 FAIR STREET
KINGSTON, NY 12401
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 212 FAIR STREET
KINGSTON, NY 12401
Registration History
20002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2021 - Present (3 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2005 - Present (19 years)BC. J. M. PLANNING CORP. (CRD# 5698)2000 - 2005 (5 years)
License(s)

State Registrations

B
New York 10/24/2005

B
Ohio 1/2/2020

IA
New York 4/12/2021

B
West Virginia 1/2/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
212 FAIR STREET, KINGSTON, NY 12401
Registered with this firm since 4/12/2021

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
212 FAIR STREET, KINGSTON, NY 12401
Registered with this firm since 10/24/2005

Previous Registration(s)
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B
01/18/2000 - 10/24/2005 C. J. M. PLANNING CORP. (CRD#:5698) POMPTON LAKES, NJ
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B
Broker
IA
Investment Adviser
Disclosures
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