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AMY MICHELLE HOWE
AMY MICHELLE COOKE
CRD#: 3158622
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 600
DALLAS, TX 75201
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2009 (9 years)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 1/13/2021

B
New York 1/5/2017

B
California 10/16/2013

B
North Carolina 1/5/2017

B
Colorado 1/5/2017

B
Ohio 5/22/2019

B
Florida 10/30/2018

B
Oklahoma 1/5/2017

B
Georgia 1/28/2019

B
Pennsylvania 6/9/2020

B
Indiana 11/11/2024

B
South Carolina 12/24/2024

B
Louisiana 1/5/2017

B
South Dakota 10/20/2017

B
Massachusetts 1/5/2017

B
Texas 10/16/2013

B
Michigan 1/5/2017

IA
Texas 10/16/2013

B
Missouri 5/5/2021

B
Virginia 1/5/2017

B
Nebraska 1/5/2017

B
Washington 1/5/2017

B
New Jersey 1/5/2017

B
Wyoming 1/5/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 10/16/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 10/16/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 10/28/2013 MORGAN STANLEY (CRD#:149777) DALLAS, TX
B
06/01/2009 - 10/28/2013 MORGAN STANLEY (CRD#:149777) DALLAS, TX
IA
09/01/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
06/27/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.