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MELISSA ANN KLUG
MELISSA A HOWARD, MELISSA ANN HOWARD, MELISSA HOWARD, MISSY A HOWARD, MISSY ANN HOWARD…
CRD#: 3158455
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 6915 Rochester Rd Ste 400
Troy, MI 48085
Troy, MI 48085
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Alabama 11/13/2024
B
Nevada 10/14/2022
B
Arizona 1/10/2023
B
New Hampshire 10/4/2023
B
California 10/14/2022
B
New Jersey 8/19/2024
B
Connecticut 4/12/2024
B
New York 11/28/2023
B
Florida 10/14/2022
B
North Carolina 10/17/2024
IA
Florida 7/29/2024
B
Ohio 10/14/2022
B
Georgia 10/14/2022
B
Pennsylvania 10/14/2022
B
Illinois 10/27/2022
B
South Carolina 10/14/2022
B
Maryland 11/21/2024
B
Tennessee 5/18/2023
B
Michigan 10/14/2022
B
Texas 10/4/2023
IA
Michigan 9/18/2024
IA
Texas 10/10/2023
B
Minnesota 10/21/2022
B
West Virginia 10/14/2022
SRO Registrations
B
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IA
Registered with this firm since 10/10/2023
B
Registered with this firm since 10/14/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/24/2013 - 10/18/2022 | THE VILLAGES, FL | |
B | 09/07/2000 - 01/09/2012 | SOUTHFIELD, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.