Individual Firm
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ELIZABETH CAROL PRAEGER
ELIZABETH CAROL LICHTENWALNER, Elizabeth Lichtenwalner, Elizabeth Obernberger, ELIZABETH CAROL THODE, Elizabeth Thode
CRD#: 3158452
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 833 E MICHIGAN ST
MILWAUKEE, WI 53202
MILWAUKEE, WI 53202
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9/7/2021
Financial
Final
9/7/2021
Financial
Final
8/5/2021
Financial
Final
State Registrations
B
Wisconsin 4/5/2023
IA
Wisconsin 4/5/2023
SRO Registrations
B
B
B
B
B
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 4/5/2023
B
Registered with this firm since 12/9/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/21/2004 - 05/25/2017 | MILWAUKEE, WI | |
B | 05/21/2004 - 05/25/2017 | MILWAUKEE, WI | |
B | 03/17/2000 - 05/20/2004 | FORT MILL, SC | |
B | 08/14/1999 - 03/21/2000 | APPLETON, WI |
MILWAUKEE, WI
05/21/2004 - 05/25/2017
MILWAUKEE, WI
05/21/2004 - 05/25/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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