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Detailed Report
REYNALDO ARCENO
REY ARCENO, REYNALDO JR ARCENO, REYNALDO ARCENO JR, REYNALDO ARCENO JR
CRD#: 3158448
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1441 W LONG LAKE RD
STE 250
TROY, MI 48098-4436
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BTD AMERITRADE, INC. (CRD# 7870)2018 - 2019 (<1 year)BFIRST CLEARING, LLC (CRD# 17344)2015 - 2016 (1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2014 - 2014 (<1 year)BSCOTTRADE, INC. (CRD# 8206)2008 - 2014 (5 years)
License(s)

State Registrations

IA
Alabama 11/23/2022
B
Montana 11/23/2022
B
Arkansas 9/6/2022
IA
Nebraska 10/29/2024
IA
Delaware 10/30/2024
IA
Oklahoma 10/31/2024
B
Massachusetts 9/6/2022
B
Utah 9/6/2022
B
Michigan 9/6/2022
IA
Virginia 10/30/2024
IA
Michigan 9/6/2022
IA
Washington 10/29/2024
IA
Mississippi 10/30/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1441 W LONG LAKE RD STE 250, TROY, MI 48098-4436
Troy, MI
Registered with this firm since 9/6/2022
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1441 W LONG LAKE RD STE 250, TROY, MI 48098-4436
Troy, MI
Registered with this firm since 9/6/2022
Previous Registration(s)
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IA
 12/01/2020 - 08/24/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 10/02/2020 - 08/24/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 12/26/2018 - 08/14/2019 TD AMERITRADE, INC. (CRD#:7870) ST. LOUIS, MO
IA
 11/28/2017 - 03/27/2018 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) GLENDALE, CA
B
 11/28/2017 - 03/27/2018 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) GLENDALE, CA
IA
 03/09/2017 - 07/11/2017 MORGAN STANLEY (CRD#:149777) CLAYTON, MO
B
 03/09/2017 - 07/11/2017 MORGAN STANLEY (CRD#:149777) CLAYTON, MO
IA
 11/02/2015 - 01/04/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 11/02/2015 - 01/04/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 08/05/2015 - 11/16/2016 FIRST CLEARING, LLC (CRD#:17344) ST. LOUIS, MO
IA
 09/10/2014 - 01/05/2015 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) ST. LOUIS, MO
B
 09/09/2014 - 01/05/2015 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) ST. LOUIS, MO
B
 03/12/2014 - 04/01/2014 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT LOUIS, MO
B
 04/02/2008 - 03/05/2014 SCOTTRADE, INC. (CRD#:8206) ST. LOUIS, MO
IA
 10/15/2007 - 01/28/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LAS VEGAS, NV
B
 09/29/2007 - 01/28/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LAS VEGAS, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.