• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RALPH ROLAND COLIMON
RALPH COLIMON
CRD#: 3158230
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1541 SUNSET DR
CORAL GABLES, FL 33143
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2024 - Present (<1 year)BGRACE FINANCIAL GROUP LLC (CRD# 104133)2004 - 2007 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2002 (<1 year)BHERZOG, HEINE, GEDULD, LLC (CRD# 2186)2000 - 2002 (1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 1999 (<1 year)
License(s)

State Registrations

B
Florida 7/26/2024

B
Georgia 8/10/2024

IA
Florida 11/6/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1541 SUNSET DR, CORAL GABLES, FL 33143
Registered with this firm since 11/6/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1541 SUNSET DR, CORAL GABLES, FL 33143
Registered with this firm since 7/26/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/17/2007 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) AVENTURA, FL
B
11/28/2007 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) AVENTURA, FL
B
12/09/2004 - 04/19/2007 GRACE FINANCIAL GROUP LLC (CRD#:104133)
FINRA expelled the firm on 09/06/2016
AVENTURA, FL
B
03/06/2002 - 12/10/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
03/17/2000 - 02/28/2002 HERZOG, HEINE, GEDULD, LLC (CRD#:2186) NEW YORK, NY
B
01/20/1999 - 03/15/1999 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.