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JENNIFER ANN CARR
JENNIFER ANN BENGTSON, JENNIFER BENGTSON
CRD#: 3157183
IA
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RBC CAPITAL MARKETS, LLCCRD#: 31194 2465 Marina Circle
Suite 500
Green Bay, WI 54304
Suite 500
Green Bay, WI 54304
0
Disclosures
25
Years of Experience
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State Registrations
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Arizona 4/27/2021
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Montana 8/11/2023
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Arkansas 4/27/2021
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Nevada 4/27/2021
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California 4/27/2021
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New York 4/27/2021
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Colorado 4/27/2021
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New York 5/10/2021
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Delaware 4/27/2021
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North Carolina 4/27/2021
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District of Columbia 4/27/2021
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Ohio 4/27/2021
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Florida 4/27/2021
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Oregon 4/27/2021
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Idaho 4/27/2021
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Pennsylvania 4/27/2021
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Illinois 4/27/2021
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South Carolina 4/27/2021
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Indiana 11/7/2023
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Tennessee 4/27/2021
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Iowa 4/27/2021
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Texas 4/27/2021
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Kentucky 10/29/2024
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Texas 4/27/2021
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Maine 4/27/2021
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Utah 4/27/2021
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Massachusetts 4/27/2021
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Washington 4/27/2021
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Michigan 4/27/2021
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Wisconsin 4/23/2021
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Minnesota 4/27/2021
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Wisconsin 4/23/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 4/23/2021
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Registered with this firm since 4/23/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/15/2019 - 04/29/2021 | GREEN BAY, WI | |
B | 02/15/2019 - 04/29/2021 | GREEN BAY, WI | |
IA | 04/13/2015 - 02/19/2019 | GREEN BAY, WI | |
B | 04/10/2000 - 02/19/2019 | GREEN BAY, WI | |
B | 04/30/1999 - 04/06/2000 | APPLETON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.