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APRIL MARIE KEIL
APRIL MARIE MANTEI
CRD#: 3157182
IA
B
LPL FINANCIAL LLCCRD#: 6413 310 W WALNUT ST
GREEN BAY, WI 54303
GREEN BAY, WI 54303
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 9/27/2022
B
Indiana 9/29/2022
B
Arkansas 9/27/2022
B
Michigan 1/26/2023
B
Colorado 9/27/2022
B
Minnesota 1/4/2023
B
Florida 9/27/2022
B
Wisconsin 2/27/2013
B
Illinois 3/15/2024
IA
Wisconsin 4/5/2022
SRO Registrations
B
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IA
Registered with this firm since 4/5/2022
B
Registered with this firm since 2/27/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/01/2012 - 01/30/2013 | NEENAH, WI | |
B | 02/07/2008 - 08/01/2012 | APPLETON, WI | |
B | 04/21/2005 - 01/28/2008 | APPLETON, WI | |
B | 12/21/2000 - 04/12/2005 | PURCHASE, NY | |
B | 06/06/2000 - 12/14/2000 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.